Unveiling the physics of the spin-orbit coupling at the surface of a model topological insulator: from theory to experiments

Spin-orbit interaction affects the band structure of topological insulators beyond the opening of an inverted gap in the bulk bands, and the understanding of its effects on the surface states is of primary importance to access the underlying physics of these exotic states. Here, we propose an ab initio approach benchmarked by pump-probe angle-resolved photoelectron spectroscopy data to model the effect of spin-orbit coupling on the surface states of a topological insulator. The critical novelty of our approach lies in the possibility of accounting for a partial transfer of the spin-orbit coupling to the surface states, mediated by the hybridization with the surface resonance states. In topological insulators, the fraction of transferred spin-orbit coupling influences the strength of the hexagonal warping of the surface states, which we use as a telltale of the capability of our model to reproduce the experimental dispersion. The comparison between calculations and measurements, of both the unoccupied and part of the occupied Dirac cone, indicates that the fraction of spin-orbit coupling transferred to the surface states by hybridization with the resonance states is between 70 full atomic value. This offers a valuable insight to improve the modeling of surface state properties in topological insulators for both scientific purposes and technological applications.