Through the Lens of Split Vote: Exploring Disagreement, Difficulty and Calibration in Legal Case Outcome Classification
CoRR(2024)
摘要
In legal decisions, split votes (SV) occur when judges cannot reach a
unanimous decision, posing a difficulty for lawyers who must navigate diverse
legal arguments and opinions. In high-stakes domains, understanding the
alignment of perceived difficulty between humans and AI systems is crucial to
build trust. However, existing NLP calibration methods focus on a classifier's
awareness of predictive performance, measured against the human majority class,
overlooking inherent human label variation (HLV). This paper explores split
votes as naturally observable human disagreement and value pluralism. We
collect judges' vote distributions from the European Court of Human Rights
(ECHR), and present SV-ECHR, a case outcome classification (COC) dataset with
SV information. We build a taxonomy of disagreement with SV-specific
subcategories. We further assess the alignment of perceived difficulty between
models and humans, as well as confidence- and human-calibration of COC models.
We observe limited alignment with the judge vote distribution. To our
knowledge, this is the first systematic exploration of calibration to human
judgements in legal NLP. Our study underscores the necessity for further
research on measuring and enhancing model calibration considering HLV in legal
decision tasks.
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