Conformal Triage for Medical Imaging AI Deployment

medrxiv(2024)

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摘要
Background: The deployment of black-box AI models in medical imaging presents significant challenges, especially in maintaining reliability across different clinical settings. These challenges are compounded by distribution shifts that can lead to failures in reproducing the accuracy attained during the AI model's original validations. Method: We introduce the conformal triage algorithm, designed to categorize patients into low-risk, high-risk, and uncertain groups within a clinical deployment setting. This method leverages a combination of a black-box AI model and conformal prediction techniques to offer statistical guarantees of predictive power for each group. The high-risk group is guaranteed to have a high positive predictive value, while the low-risk group is assured a high negative predictive value. Prediction sets are never constructed; instead, conformal techniques directly assure high accuracy in both groups, even in clinical environments different from those in which the AI model was originally trained, thereby ameliorating the challenges posed by distribution shifts. Importantly, a representative data set of exams from the testing environment is required to ensure statistical validity. Results: The algorithm was tested using a head CT model previously developed by Do and colleagues [9] and a data set from Massachusetts General Hospital. The results demonstrate that the conformal triage algorithm provides reliable predictive value guarantees to a clinically significant extent, reducing the number of false positives from 233 (45%) to 8 (5%) while only abstaining from prediction on 14% of data points, even in a setting different from the training environment of the original AI model. Conclusions: The conformal triage algorithm offers a promising solution to the challenge of deploying black-box AI models in medical imaging across varying clinical settings. By providing statistical guarantees of predictive value for categorized patient groups, this approach significantly enhances the reliability and utility of AI in optimizing medical imaging workflows, particularly in neuroradiology. ### Competing Interest Statement M.H.L. is a consultant at GE Healthcare and at Takeda/Seagen/Roche-Genentech Pharmaceuticals. ### Funding Statement This study did not receive any funding. ### Author Declarations I confirm all relevant ethical guidelines have been followed, and any necessary IRB and/or ethics committee approvals have been obtained. Yes The details of the IRB/oversight body that provided approval or exemption for the research described are given below: IRB of Massachusetts General Hospital gave ethical approval of this work. I confirm that all necessary patient/participant consent has been obtained and the appropriate institutional forms have been archived, and that any patient/participant/sample identifiers included were not known to anyone (e.g., hospital staff, patients or participants themselves) outside the research group so cannot be used to identify individuals. Yes I understand that all clinical trials and any other prospective interventional studies must be registered with an ICMJE-approved registry, such as ClinicalTrials.gov. I confirm that any such study reported in the manuscript has been registered and the trial registration ID is provided (note: if posting a prospective study registered retrospectively, please provide a statement in the trial ID field explaining why the study was not registered in advance). Yes I have followed all appropriate research reporting guidelines, such as any relevant EQUATOR Network research reporting checklist(s) and other pertinent material, if applicable. Yes All data produced are available online at https://github.com/aangelopoulos/conformal-triage .
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