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Dynamic Nonlinear Indoor Environment Thermal State Estimation With Unknown Inputs Using PSO Guided Regularizer Based Adaptive EKF

IEEE TRANSACTIONS ON AUTOMATION SCIENCE AND ENGINEERING(2024)

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Abstract
The present paper shows how the dynamic indoor temperature profile of an HVAC (Heating, Ventilation, and Air Conditioning) system in a building can be developed using Kalman filters, in presence of unknown inputs. An RC network based dynamic, nonlinear thermal model is first developed for the indoor environment with a novel consideration of relative humidity factor. Then an extended Kalman Filter based algorithm in presence of unknown inputs (called EKF-UI) and an adaptive variation of this EKF-UI algorithm (called AdEKF-UI) are developed for the real indoor environment under consideration. Next, a particle swarm optimization (PSO) guided adaptive extended Kalman filter with unknown inputs (PSOgAdEKF-UI) algorithm is proposed to overcome limitations of the EKF-UI and AdEKF-UI algorithms, especially under bad initialization situations. This PSOgAdEKF-UI algorithm proposes an effective utilization of regularizer based initializations for the initial state estimation error covariance matrix and the measurement noise covariance matrix. Extensive experiments showed that, overall, PSOgAdEKF-UI algorithm could outperform EKF-UI and AdEKF-UI algorithms by 46.59% and 20.66%, respectively, in terms of mean square error, while estimating an unknown state.
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Key words
HVAC,Heuristic algorithms,Nonlinear dynamical systems,Kalman filters,State estimation,Buildings,Indoor environment,Nonlinear thermal model,RC network,extended Kalman filter,PSO,adaptive EKF,state estimation
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