AI learns racial information from the values of vital signs

medrxiv(2023)

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摘要
Background: Bias in medical practice is multifaceted, including treatment variations across race-ethnicity, unconscious bias in healthcare providers' attitudes, and bias in clinical scores. However, far less is known about the potential racial bias in routinely collected, essential information in clinical decision-making, namely vital signs. Research question: Do vital signs embed racial information that can be learned by AI algorithms? Study Design and Methods: Retrospective cohort study of critically ill patients between 2014 and 2015 from the multi-centre eICU-CRD critical care database involving 335 Intensive Care Units (ICU) based in 208 US hospitals, containing 200,859 patient admissions. We extracted 10,763 critical care admissions of patients aged 18 and over, alive during the first 24 hours after admission to ICU with recorded self-reported race as well as at least two measurement of heart rate, oxygen saturation, respiratory rate, and blood pressure. Pairs of racial subgroups were matched based on age, gender, admission diagnosis and APACHE IV scores. Traditional machine learning algorithms, including XGBoost and Logistic regression were used to predict self-reported race using values of vital signs as an input. Results: AI models derived from only six vital signs can predict patients' self-reported race with an AUC of 0.74 (+/- 0.022) between White and Black patients. Technologies used to measure oxygen saturation are a significant source of self-reported racial information (AUC of 0.72 +/- 0.028), in addition to blood pressure measurements (AUC of 0.63 +/- 0.035). Care delivery practices do not present a significant source of racial information (AUC of 0.57 +/- 0.019). However, even when controlling for these known factors, self-reported race can still be learned from vital signs, whose origin we cannot currently explain. Interpretation: Vital signs embed racial information that can be learned by AI algorithms, posing a significant risk to equitable clinical decision-making. Mitigating measures might be challenging, considering fundamental role of vital signs. ### Competing Interest Statement The authors have declared no competing interest. ### Funding Statement This research was partially supported by the WideHealth project - EU Horizon 2020, under grant agreement No 952279. ### Author Declarations I confirm all relevant ethical guidelines have been followed, and any necessary IRB and/or ethics committee approvals have been obtained. Yes The details of the IRB/oversight body that provided approval or exemption for the research described are given below: All the data for this study is available at https://eicu-crd.mit.edu/gettingstarted/access/ I confirm that all necessary patient/participant consent has been obtained and the appropriate institutional forms have been archived, and that any patient/participant/sample identifiers included were not known to anyone (e.g., hospital staff, patients or participants themselves) outside the research group so cannot be used to identify individuals. Yes I understand that all clinical trials and any other prospective interventional studies must be registered with an ICMJE-approved registry, such as ClinicalTrials.gov. I confirm that any such study reported in the manuscript has been registered and the trial registration ID is provided (note: if posting a prospective study registered retrospectively, please provide a statement in the trial ID field explaining why the study was not registered in advance). Yes I have followed all appropriate research reporting guidelines, such as any relevant EQUATOR Network research reporting checklist(s) and other pertinent material, if applicable. Yes All the data for this study is available at https://eicu-crd.mit.edu/gettingstarted/access/
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