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Deep Learning-enabled Detection of Aortic Stenosis from Noisy Single Lead Electrocardiograms

medrxiv(2023)

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摘要
Background Due to the lack of a feasible screening strategy, aortic stenosis (AS) is often diagnosed after the development of clinical symptoms, representing advanced stages of disease. Portable and wearable devices capable of recording electrocardiograms (ECGs) can be used for scalable screening for AS, if the diagnosis can be made with a single-lead ECG, despite potentially noisy acquisition. Methods Using electronic health records and imaging data from a large, diverse hospital system (2015-2022), we developed a deep learning-based approach to detect moderate/severe AS using a single-lead ECG. We used ECGs paired with echocardiograms obtained within 30 days of each other to develop the model. We extracted lead I signal data from clinical ECG and augmented it with random Gaussian noise. We trained a convolutional neural network (CNN) to identify TTE-confirmed AS using noisy single-lead ECGs. Finally, we used the CNN model probabilities, along with patient age and sex, as predictive inputs to train an extreme gradient boosting (XGBoost) model to detect moderate/severe AS. Results The model was developed in 75,901 ECGs/35,992 patients (median age 61 [interquartile range (IQR) 47-72] years, 54.3% women, 9.5% Black) and validated in 3,733 patients (median age 61 [IQR 47-72] years, 53.4% women, 9.7% Black). In the held-out validation set, the ensemble XGBoost model achieved an AUROC of 0.829 (95% CI: 0.800-0.855), with a sensitivity of 90.4% and specificity of 58.7% for detecting moderate/severe AS. For detecting severe AS, the model’s AUROC was 0.846 (95% CI, 0.778-0.899), with a sensitivity of 94.3% and specificity of 57.0%. In the test set with a 4.5% prevalence of moderate/severe AS, the model had a PPV of 9.3% and an NPV of 99.2%. In simulated cohorts with 1% and 20% prevalence of moderate/severe AS, the model’s NPVs varied from 99.8% to 96.1%, and PPV from 2.2% to 35.4%, respectively. Conclusion We developed a novel portable– and wearable-adapted deep learning approach for the detection of moderate/severe AS from noisy single-lead ECGs. Our approach represents a highly sensitive, feasible, and scalable strategy for community-based AS screening. ### Competing Interest Statement E.K.O. is a co-inventor of the U.S. Patent Applications 63/508,315 & 63/177,117 and has served as a consultant to Caristo Diagnostics Ltd (all outside the current work). R.K. is an Associate Editor of JAMA, receives research support, through Yale, from Bristol-Myers Squibb and Novo Nordisk. He is a coinventor of U.S. Provisional Patent Applications 63/177,117, 63/428,569, 63/346,610, 63/484,426, and 63/508,315 (all outside the current work). R.K. and E.K.O. are cofounders of Evidence2Health, a health analytics company. All other authors declare no competing interests. ### Funding Statement This study was supported by the grant K23HL153775 (RK) from the National Institutes of Health and award 2022060 (RK) from the Doris Duke Charitable Foundation. ### Author Declarations I confirm all relevant ethical guidelines have been followed, and any necessary IRB and/or ethics committee approvals have been obtained. Yes The details of the IRB/oversight body that provided approval or exemption for the research described are given below: IRB of Yale University gave ethical approval for this work I confirm that all necessary patient/participant consent has been obtained and the appropriate institutional forms have been archived, and that any patient/participant/sample identifiers included were not known to anyone (e.g., hospital staff, patients or participants themselves) outside the research group so cannot be used to identify individuals. Yes I understand that all clinical trials and any other prospective interventional studies must be registered with an ICMJE-approved registry, such as ClinicalTrials.gov. I confirm that any such study reported in the manuscript has been registered and the trial registration ID is provided (note: if posting a prospective study registered retrospectively, please provide a statement in the trial ID field explaining why the study was not registered in advance). Yes I have followed all appropriate research reporting guidelines, such as any relevant EQUATOR Network research reporting checklist(s) and other pertinent material, if applicable. Yes The data used represent protected health information. Thus, they are not available for public use.
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