Understanding Fairness Surrogate Functions in Algorithmic Fairness
CoRR(2023)
Abstract
It has been observed that machine learning algorithms exhibit biased predictions against certain population groups. To mitigate such bias while achieving comparable accuracy, a promising approach is to introduce surrogate functions of the concerned fairness definition and solve a constrained optimization problem. However, an intriguing issue in previous work is that such fairness surrogate functions may yield unfair results. In this work, in order to deeply understand this issue, taking a widely used fairness definition, demographic parity as an example, we both theoretically and empirically show that there is a surrogate-fairness gap between the fairness definition and the fairness surrogate function. The "gap" directly determines whether a surrogate function is an appropriate substitute for a fairness definition. Also, the theoretical analysis and experimental results about the "gap" motivate us that the unbounded surrogate functions will be affected by the points far from the decision boundary, which is the large margin points issue investigated in this paper. To address it, we propose the general sigmoid surrogate with a rigorous and reliable fairness guarantee. Interestingly, the theory also provides insights into two important issues that deal with the large margin points as well as obtaining a more balanced dataset are beneficial to fairness. Furthermore, we elaborate a novel and general algorithm called Balanced Surrogate, which iteratively reduces the "gap" to improve fairness. Finally, we provide empirical evidence showing that our methods achieve better fairness performance in three real-world datasets.
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Key words
fairness surrogate functions,algorithmic fairness
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